Compliance Alliance

Contact: Samuel Desmond
203 W 10th
Austin, TX 78703
Tel: (888) 353-3933

Founded in 2011, Compliance Alliance is the only banking compliance resource that is owned & operated by 27 State Bankers Associations, including WBA.

Based on the needs of community bankers, Compliance Alliance provides its members an ever-increasing set of bank compliance tools and services that help them stay up-to-date with federal consumer and regulatory requirements.

Compliance Alliance members enjoy:

All-Access Hotline

Any employee of a member bank can contact Compliance Alliance to address their regulatory and consumer compliance questions or concerns. The hotline is available from 7 AM to 6:00 PM Central time by phone, email or live chat. In most cases, turnaround time is immediate for phone calls or live chats. In the event a question is more complex and additional research must be done, you’ll have an answer from the hotline specialists within two hours.

Document Reviews

Find comfort in knowing that your documents are fully compliant by submitting them for review by credentialed experts. Compliance Alliance will conduct a full analysis and return documents with recommendations within three business days (depending on the complexity). Reviews are unlimited, so you can edit your documents after addressing any recommendations and resubmit them for additional rounds to ensure full compliance with federal regulations.

Library of Compliance Tools

Compliance Alliance provides the most comprehensive list of tools for download and services including, but not limited to:

  • Calculators
  • Cheat Sheets
  • Check Lists
  • Compliance Calendar
  • Flowcharts
  • Forms
  • Handouts
  • Huddles
  • Matrices
  • Policies
  • Procedures
  • Risk Assessments
  • Signage
  • Summaries
  • Training Tools
  • Webinars
  • Worksheets
  • Much more!

If you can’t find what you need on the website, Compliance Alliance will create tools for members at no additional charge.

Easy Access to Regulations

The Compliance Alliance website contains quick access to both federal and state regulatory information and allows members to easily search for regulations. A hotline is also available to do the federal research for you!

Summaries of New Regulations

1,500 page regulations have become the norm. Toss the book aside and let Compliance Alliance's attorneys summarize each new regulation using layman’s terms to explain exactly how your bank will be impacted by the changes. Summaries also include action plans for implementation.

Regular Updates on Regulations

Staying up-to-date can be one of greatest challenges of banking compliance. Compliance Alliance members receive daily, weekly and monthly emails noting important news items, overviews of recently added tools and comprehensive information about regulatory requirements and changes. Consistent communication keeps members informed and ahead of the curve when it comes to the latest changes in the banking industry.

More About Membership

Participating in a free live demo is the best way to experience the program’s benefits. Check out these upcoming live demo dates, take a guided tour of the Compliance Alliance website, and be introduced to all the benefits of membership.

Compliance Alliance is the only all-inclusive compliance resource in the market today. All products and services offered by Compliance Alliance are included in the annual membership fee and all employees of member banks enjoy unlimited access .

Your Banking Regulation Experts

The Compliance Alliance team consists of former regulators, attorneys and compliance specialists. Each hotline expert and product development team member began their careers working for banks. As a result, Compliance Alliance understands your needs and can offer detailed expertise to help you tackle your most difficult compliance issues and questions.

Become a member today!